SECTION .0400 ‑ REGISTRATION OF SECURITIES

 

18 NCAC 06A .0401          FORMS

18 NCAC 06A .0402          FEES

18 NCAC 06A .0403          SPONSORSHIP BY DEALER

18 NCAC 06A .0404          METHOD OF SPONSORSHIP

18 NCAC 06A .0405          CONFORMATION OF REGISTRATION

18 NCAC 06A .0406          FAILURE TO FURNISH INFORMATION

18 NCAC 06A .0407          PUBLIC INFORMATION

 

History Note:        Authority G.S. 78A‑2(2); 78A‑28(b); 78A‑29(b)(2); 78A‑49(a); 78A‑50(c); 132‑1.1;

Eff. February 1, 1976;

Repealed Eff. April 1, 1981.