18 NCAC 06A .1302          REGISTRATION BY COORDINATION

Application for registration by coordination shall be filed with the administrator using the Uniform Application To Register Securities (Form U‑1).  Documents necessary to establish eligibility for registration by coordination shall be attached.

 

History Note:        Authority G.S. 78A‑26; 78A‑49(a);

Eff. April 1, 1981;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. December 6, 2016.