18 NCAC 06A .1306          CONFIRMATION OF REGISTRATION

Registrations are effective upon confirmation in writing by the administrator and shall remain effective until the offering is completed, unless a stop order is in effect.  It is recommended that a dealer make no sales or related transactions until confirmation of registration is received.

 

History Note:        Authority G.S. 78A‑25(c); 78A‑26(c); 78A‑27(c); 78A‑29; 78A‑49(a);

Eff. April 1, 1981;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. December 6, 2016.