18 NCAC 06A .2048          ADMINISTRATION OF PLATFORM COMMUNICATION CHANNELS

(a)  An issuer, funding portal or registered dealer administering a platform shall:

(1)           establish and enforce guidelines for communication using the communication channels; and

(2)           remove abusive or potentially fraudulent communications.

(b)  A funding portal shall only participate in the communication channels on its platform consistent with Rule .2049 of this Section.

 

History Note:        Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);

Eff. April 1, 2017.