18 NCAC 06A .2064          INTEGRATION

(a)  An issuer shall not use more than one exemption under G.S. 78A and this Section at the same time.

(b)  The Administrator shall coordinate the interpretation of other securities integration issues in a manner consistent with current principles in federal securities laws.

 

History Note:        Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);

Eff. April 1, 2017.