18 NCAC 06A .2102          SCOPE

(a)  The rules in this Section shall apply to the offer and sale of securities by issuers conducting Local Public Offerings (LPOs).

(b)  The rules in Section .2000 of this Subchapter shall apply to securities offerings conducted pursuant to this Section unless inconsistent.

(c)  The rules in this Section shall not be construed to relieve any person from the provisions of G.S. 78A-8.


History Note:        Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);

Eff. April 1, 2017 to expire on April 1, 2021.