21 NCAC 26 .0312             COMPLIANCE

(a)  Compliance with annual continuing education requirements shall be determined through an audit process conducted by the Board.  Determination of individuals to be audited shall be accomplished through a random selection process or as the result of information received or obtained by the Board that gives rise to the need for an audit.  Licensees selected for auditing shall provide the Board with the following documentation of the continuing education activities claimed for the renewal period:

(1)           Attendance verification records in the form of transcripts, completion certificates, or other documents supporting evidence of attendance; and

(2)           Information regarding course content, instructors, and sponsoring organization, for activities presented by other than approved sponsors as defined in Rule .0313 of this Section.

(b)  Attendance records shall be maintained by individual licensees for a period of three years for audit verification purposes.


History Note:        Authority G.S. 89A-3.1(6); 89A-5;

Eff. March 1, 2015.