21 ncac 58a .0113         REPORTING CRIMINAL CONVICTIONS AND DISCIPLINARY ACTIONS

(a)  A broker shall file with the Commission a Criminal Conviction Disciplinary Action Reporting Form within 60 days of:

(1)           a final judgment, order, or disposition of any felony or misdemeanor conviction;

(2)           a disciplinary action or entering into a conciliation agreement or consent order with a governmental agency or occupational licensing agency;

(3)           a final judgment, order, or disposition of a military court-martial conviction; or

(4)           a notarial commission sanction pursuant to G.S. 10B-60.

(b)  The Criminal Conviction Disciplinary Action Reporting Form is available on the Commission's website at www.ncrec.gov or upon request to the Commission and shall set forth the broker's:

(1)           full legal name;

(2)           physical and mailing address;

(3)           real estate license number;

(4)           telephone number;

(5)           email address;

(6)           social security number;

(7)           date of birth; and

(8)           description of the criminal conviction, military court-martial conviction, notarial commission sanction, or professional license disciplinary action, including the jurisdiction and file number.

History Note:        Authority G.S. 93A-3(c); 93A-6(a); 93A-6(a)(10); 93A-6(b)(2);

Eff. August 1, 1996;

Amended Eff. July 1, 2016; July 1, 2009; January 1, 2008; April 1, 2006; July 1, 2003; July 1, 2000;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. May 1, 2018;

Amended Eff. July 1, 2023.