21 NCAC 58B .0201          GENERAL PROVISIONS

(a)  Information contained in a public offering statement pursuant to G.S. 93A-44(b) shall be accurate on the day it is supplied to a purchaser.

(b)  The inclusion of false or misleading statements in a public offering statement shall be grounds for disciplinary action by the Commission.


History Note:        Authority G.S. 93A-44(b); 93A-51;

Eff. March 1, 1984;

Amended Eff. October 1, 2000; August 2, 1993; February 1, 1989; April 1, 1987;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. May 1, 2018;

Amended Eff. July 1, 2022.