SUBCHAPTER 01B ‑ STATE Human resources COMMISSION

 

SECTION .0100 ‑ GENERAL PROVISIONS

 

25 NCAC 01B .0101          PURPOSE

25 NCAC 01B .0102          EXTENT OF AUTHORITY

25 NCAC 01B .0103          LOCATION

 

History Note:        Authority G.S. 126-1; 126-2; 126-4; 126-9; 126-11;

Eff. February 1, 1976;

Repealed Eff. November 1, 1988.

 

25 NCAC 01B .0104          STATE Human resources DIRECTOR

 

History Note:        Authority G.S. 126-4;

Eff. February 1, 1976;

Pursuant to G.S. 150B-21.3A, rule expired November 1, 2014.

 

25 NCAC 01B .0105          COMMISSION MEETINGS

25 NCAC 01B .0106          SERVICES TO LOCAL GOVERNMENT

 

History Note:        Authority G.S. 126‑2; 126‑10;

Eff. February 1, 1976;

Repealed Eff. November 1, 1988.

 

25 ncac 01b .0107          CAREER STATE EMPLOYEE CLASSIFICATION DESIGNATION

 

History Note:        Authority G.S. 126-1A; 126-4;

Eff. February 1, 1993;

Repealed Eff. August 1, 2004.

 

SECTION .0200 – RULE-MAKING

 

25 NCAC 01B .0201          CONTENT AND PROCEDURE

(a)  Any person wishing to submit a petition requesting the adoption, amendment, or repeal of a rule of the Commission shall address a petition to:

Office of State Human Resources

1331 Mail Service Center

Raleigh, North Carolina 27699-1331.

(b)  The petition shall be labeled Petition for Rulemaking and contain the following information:

(1)           either a draft of the proposed rule or a summary of its contents;

(2)           reason for proposal;

(3)           effect on existing rules or orders;

(4)           data supporting proposal;

(5)           fiscal note on the impact of the proposed rule on existing practices in the area involved, including cost factors and basis of analysis;

(6)           names of those most likely to be affected by the proposed rule with addresses if reasonably known;

(7)           name(s) and address(es) of petitioner(s).

(c)  The Office of State Human Resources shall examine the petition and weigh the information therein in relation to the public interest.  The Office of State Human Resources shall consider all the contents of the submitted petition, plus any additional information the Office of State Human Resources deems relevant.  The Office of State Human Resources shall make a recommendation to the Commission for the denial of the petition or the institution of rule-making proceedings, as the case may be.

(d)  At the next regularly scheduled Commission meeting occurring at least 60 days after the submission of the petition, the Commission shall render a final decision.  If the decision is to deny the petition, the Office of State Human Resources shall notify the petitioner in writing, stating the reasons therefor.  If the decision is to grant the petition, the Commission, within 30 days of submission, shall initiate rule-making proceedings by issuing a notice of rulemaking proceeding, in accordance with the requirements G.S. 150B.

 

History Note:        Authority G.S. 126-2; 126-4; 150B-20;

Eff. February 1, 1976;

Amended Eff. February 1, 2008; March 1, 1996; June 1, 1982;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014.

 

25 NCAC 01B .0202          NOTICE

 

History Note:        Authority G.S. 150B‑12(c);

Eff. February 1, 1976;

Amended Eff. June 1, 1982;

Repealed Eff. November 1, 1988.

 

25 NCAC 01B .0203          ADDITIONAL INFORMATION

 

History Note:        Authority G.S. 150B‑12;

Eff. February 1, 1976;

Amended Eff. June 1, 1982;

Repealed Eff. March 1, 1996.

 

25 NCAC 01B .0204          PRESENTATIONS

(a)  Any person desiring to present oral data, views, or arguments on the proposed rule shall before the public hearing, file a notice with: Office of State Human Resources, 1331 Mail Service Center, Raleigh, North Carolina 27699-1331.

(b)  Any person permitted to make an oral presentation may submit a written copy of the presentation to the designated hearing officer at the public hearing.

 

History Note:        Authority G.S. 126-4;

Eff. February 1, 1976;

Amended Eff. February 1, 2008; March 1, 1996; June 1, 1982;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014.

 

25 NCAC 01B .0205          ORAL PRESENTATIONS

A request to make an oral presentation shall contain a brief summary of the individual's views with respect thereto, and a statement of the length of time the individual desires.  Presentations may not exceed three minutes.

 

History Note:        Authority G.S. 126-4;

Eff. February 1, 1976;

Amended Eff. March 1, 1996;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014.

 

25 NCAC 01B .0206          ACKNOWLEDGMENT OF REQUESTS

25 NCAC 01B .0207          WRITTEN SUBMISSIONS

 

History Note:        Authority G.S. 150B‑12(e);

Eff. February 1, 1976;

Amended Eff. June 1, 1982;

Repealed Eff. March 1, 1996.

 

25 NCAC 01B .0208          HEARING PROCEDURE

Upon the commencement of a hearing, the presiding officer shall have complete control of the proceedings, including: extensions of any time requirements, recognition of speakers, time allotments for presentations, direction of the flow of the discussion and the management of the hearing.  The presiding officer, at all times, shall take care that each person participating in the hearing is given a fair opportunity to present views, data and comments.

 

History Note:        Authority G.S. 150B-12(d),(e);

Eff. February 1, 1976;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014.

 

25 NCAC 01B .0209          HEARING RECORD

25 NCAC 01B .0210          RETENTION OF RECORD

25 NCAC 01B .0211          EMERGENCY RULES

25 NCAC 01B .0212          DECLARATORY RULINGS

 

History Note:        Authority G.S. 150B‑12(d),(e); 150B‑13; 150B‑17;

Eff. February 1, 1976;

Repealed Eff. November 1, 1988.

 

25 NCAC 01B .0213          REQUESTS FOR DECLARATORY RULING

All requests for declaratory rulings shall be written and mailed to:  Office of State Human Resources, 1331 Mail Service Center, Raleigh, North Carolina 27699-1331.

 

History Note:        Authority G.S. 126-2; 126-4; 150B-4;

Eff. February 1, 1976;

Amended Eff. February 1, 2008; March 1, 1996; June 1, 1982;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014.

 

25 NCAC 01B .0214          CONTENT

All requests for a declaratory ruling must include the following information:

(1)           name and address of petitioner;

(2)           statute or rule to which petition relates;

(3)           concise statement of the manner in which petitioner is aggrieved by the rule or statute or its potential application to him;

(4)           a statement of whether an oral hearing is desired, and if so the reasons for such an oral hearing.

 

History Note:        Authority G.S. 150B-17;

Eff. February 1, 1976;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014.

 

25 NCAC 01B .0215          REFUSAL TO ISSUE RULING

Whenever the director believes for good cause that the issuance of a declaratory ruling is undesirable, he may refuse to do so.  When good cause is deemed to exist, he will notify the petitioner of his decision in writing stating reasons for the denial of a declaratory ruling.

 

History Note:        Authority G.S. 150B-17;

Eff. February 1, 1976;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014.

 

25 NCAC 01B .0216          TIME

Where a declaratory ruling is deemed appropriate, the director will issue the ruling within 60 days of receipt of the petition.

 

History Note:        Authority G.S. 150B-17;

Eff. February 1, 1976;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014.

 

25 NCAC 01B .0217          PROCEDURE

(a)  A declaratory ruling procedure may consist of written submissions, oral hearing, or such other procedure as may be appropriate in a particular case.

(b)  Except in special circumstances, the commission will not, as a general rule, issue a declaratory ruling when the matter in respect of which a declaratory ruling requested is involved in a lawsuit pending in any state or federal court.

 

History Note:        Authority G.S. 150B-17;

Eff. February 1, 1976;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014.

 

SECTION .0300 ‑ CONTESTED CASE HEARING PROCEDURE

 

 

25 NCAC 01B .0301          JURISDICTION

 

History Note:        Authority G.S. 126‑4;

Eff. February 1, 1976;

Amended Eff. October 1, 1977;

Repealed Eff. February 1, 1985.

 

25 NCAC 01B .0302          AVAILABILITY OF HEARING

25 NCAC 01B .0303          PUBLIC HEARING

 

History Note:        Authority G.S. 126‑4; 126‑5; 126‑16; 126‑25; 126‑36; 126‑36.1; 126‑39; 150B‑2(2);

150B‑32(a); 150B‑23(e);

Eff. February 1, 1976;

Amended Eff. February 1, 1985; October 1, 1977;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0304          PRACTICE BEFORE THE COMMISSION

 

History Note:        Authority G.S. 126‑4;

Eff. February 1, 1976;

Amended Eff. February 1, 1985;

Repealed Eff. November 1, 1988.

 

25 NCAC 01B .0305          COMMENCEMENT OF PROCEEDINGS

25 NCAC 01B .0306          DEFICIENCY IN REQUEST

 

History Note:        Authority G.S. 126‑4;

Eff. February 1, 1976;

Amended Eff. February 1, 1985; October 1, 1977;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0307          ASSISTANCE FROM PERSONNEL OFFICER

 

History Note:        Authority G.S. 126‑4;

Eff. February 1, 1976;

Repealed Eff. February 1, 1985.

 

25 NCAC 01B .0308          AGENCY NOTICE TO STATE PERSONNEL

 

History Note:        Authority G.S. 126‑4;

Eff. February 1, 1976;

Amended Eff. February 1, 1985;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0309          PREHEARING MATTERS

25 NCAC 01B .0310          NOTICE

25 NCAC 01B .0311          MOTIONS TO INTERVENE

25 NCAC 01B .0312          ANSWER

 

History Note:        Authority G.S. 150A‑23(b),(c),(d); 150A‑25(b);

Eff. February 1, 1976;

Amended Eff. August 1, 1977;

Repealed Eff. February 1, 1985.

 

25 NCAC 01B .0313          PREHEARING CONFERENCE

 

History Note:        Authority G.S. 126‑4; 150B‑33(5);

Eff. February 1, 1976;

Amended Eff. February 1, 1985;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0314          FACTS DISCLOSED PRIVILEGED

 

History Note:        Authority G.S. 126‑4;

Eff. February 1, 1976;

Repealed Eff. February 1, 1985.

 

25 NCAC 01B .0315          CONDUCT OF HEARINGS

25 NCAC 01B .0316          FAILURE TO APPEAR

25 NCAC 01B .0317          PROCEDURE AT HEARINGS

25 NCAC 01B .0318          ORDER OF RECEIVING EVIDENCE

25 NCAC 01B .0319          DISCUSSION OF PENDING ACTION

 

History Note:        Authority G.S. 126‑4(9); 126‑4(12); 150B‑25(a); 150B‑32;

Eff. February 1, 1976;

Amended Eff. February 1, 1985;

Repealed Eff. July 1, 1988.

 

 

25 NCAC 01B .0320          WITNESS FEES

 

History Note:        Authority G.S. 126‑44;

Eff. February 1, 1976;

Repealed Eff. February 1, 1985.

 

 

25 NCAC 01B .0321          EVIDENCE

 

History Note:        Authority G.S. 150B‑29;

Eff. February 1, 1976;

Amended Eff. February 1, 1985;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0322          STIPULATIONS

25 NCAC 01B .0323          OFFICIAL NOTICE

 

History Note:        Authority G.S. 150A‑30; 150A‑31;

Eff. February 1, 1976;

Repealed Eff. February 1, 1985.

 

25 NCAC 01B .0324          ABSTRACTS OF DOCUMENTS

25 NCAC 01B .0325          COPIES

25 NCAC 01B .0326          OTHER DOCUMENTS

25 NCAC 01B .0327          CROSS EXAMINATION

25 NCAC 01B .0328          REBUTTAL EVIDENCE

25 NCAC 01B .0329          HEARING OFFICERS

25 NCAC 01B .0330          HEARING OFFICER BIAS

25 NCAC 01B .0331          AUTHORITY OF HEARING OFFICER

 

History Note:        Authority G.S. 126‑4(a); 126‑4(9); 126‑4(11); 126‑37; 150B‑25(d); 150B‑32;

150B‑33;

Eff. February 1, 1976;

Amended Eff. February 1, 1985;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0332          EX PARTE COMMUNICATIONS

25 NCAC 01B .0333          DISQUALIFICATION OF HEARING OFFICER

25 NCAC 01B .0334          DISQUALIFICATION OF COMMISSION MEMBER

25 NCAC 01B .0335          ASSIGNMENT OF NEW HEARING OFFICER

 

History Note:        Authority G.S. 150A‑32(b),(c); 150A‑35;

Eff. February 1, 1976;

Amended Eff. October 1, 1977;

Repealed Eff. February 1, 1985.

 

25 NCAC 01B .0336          PROPOSED FINDINGS OF FACT: CONCLUSIONS OF LAW: BRIEF

25 NCAC 01B .0337          PROPOSAL FOR DECISION OF HEARING OFFICER

25 NCAC 01B .0338          SERVICE OF PROPOSAL

25 NCAC 01B .0339          PREPARATION OF PROPOSAL

 

History Note:        Authority G.S. 126‑4(9); 150B‑34; 150B‑34(b);

Eff. February 1, 1976;

Amended Eff. February 1, 1985;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0340          DEPOSITIONS

 

History Note:        Authority G.S. 126‑4; 150A‑28;

Eff. December 1, 1978;

Repealed Eff. February 1, 1985.

 

25 NCAC 01B .0341          GENERAL PRINCIPLES GOVERNING DISCOVERY

 

History Note:        Legislative Objection Lodged Eff. April 5, 1983; Authority G.S. 126‑4; 150B‑28;

Eff. December 1, 1978;

Amended Eff. April 1, 1983;

Curative Amended Eff. May 12, 1983;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0342          INTERROGATORIES TO PARTIES

25 NCAC 01B .0343          PRODUCTION OF DOCUMENTS AND THINGS FOR INSPECTION

25 NCAC 01B .0344          FAILURE TO MAKE DISCOVERY: SANCTIONS

 

History Note:        Authority G.S. 126‑4; 150A‑28;

Eff. December 1, 1978;

Repealed Eff. April 1, 1983.

 

25 NCAC 01B .0345          REQUEST FOR CONTINUANCE

 

History Note:        Authority G.S. 126‑4(9);

Eff. August 1, 1980;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0346          REQUIREMENT OF FACTUAL DISPUTE

25 NCAC 01B .0347          NOTIFICATION OF WITNESSES

25 NCAC 01B .0348          AVAILABILITY OF STATE EMPLOYEES TO TESTIFY

25 NCAC 01B .0349          HEARING OFFICER'S AUTHORITY TO RECOMMEND DISMISSAL

 

History Note:        Authority G.S. 126‑4(9); 126‑37;

Eff. February 1, 1985;

Repealed Eff. July 1, 1988.

 

25 NCAC 01B .0350          TIME FRAME FOR RAISING ALLEGATION OF DISCRIMINATION

 

History Note:        Authority G.S. 126-4; 126-34.01; 126-34.02; 126-38;

Eff. February 1, 1985;

Temporary Amendment Eff. May 23, 2014;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014;

Amended Eff. April 1, 2015;

Expired Eff. November 2, 2024 pursuant to G.S. 150B-21.3A.

 

25 NCAC 01B .0351          COMPUTATION OF TIME

25 NCAC 01B .0352          FILING OF PAPERS WITH STATE PERSONNEL

25 NCAC 01B .0353          RESOLUTION OF GRIEVANCES WITHOUT HEARING

 

History Note:        Authority G.S. 126‑4(9); 150B‑2(2);

Eff. February 1, 1985;

Repealed Eff. July 1, 1988.

 

SECTION .0400 ‑ APPEAL TO COMMISSION

 

 

25 NCAC 01B .0401          APPEAL

25 NCAC 01B .0402          WHEN APPEAL ALLOWED

 

History Note:        Authority G.S. 126‑4(9); 150A‑34(a); 150B, Article 3;

Eff. February 1, 1976;

Amended Eff. July 1, 1989; August 1, 1980;

Repealed Eff. September 1, 1991.

 

25 NCAC 01B .0403          DECISION BY COMMISSION

25 NCAC 01B .0404          COMMISSION NOTIFICATION

25 NCAC 01B .0405          QUORUM

25 NCAC 01B .0406          BINDING DECISIONS

25 NCAC 01B .0407          OFFICIAL RECORD

25 NCAC 01B .0408          COST OF TRANSCRIPTS

25 NCAC 01B .0409          GIVING NOTICE OR FILING PAPERS WITH THE COMMISSION BY MAIL

25 NCAC 01B .0410          SERVICE OF PROCESS AND NOTICE

25 NCAC 01B .0411          COMPUTATION OF TIME

 

History Note:        Authority G.S. 126‑2(f); 126‑4(9); 126‑37; 150A‑23(c); 150A‑37;

Eff. February 1, 1976;

Repealed Eff. November 1, 1988.

 

25 NCAC 01B .0412          ATTORNEY FEES

 

History Note:        Authority G.S. 126‑4(11);

Eff. February 1, 1976;

Amended Eff. November 1, 1977;

Repealed Eff. September 1, 1987.

 

25 NCAC 01B .0413          EXERCISE OF COMMISSION DISCRETION

 

History Note:        Authority G.S. 126-4(9);

Eff. August 1, 1980;

Amended Eff. May 1, 1989;

Temporary Amendment Eff. May 23, 2014;

Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. October 28, 2014;

Amended Eff. April 1, 2015;

Expired Eff. November 1, 2024 pursuant to G.S. 150B-21.3A.

 

25 nCAC 01b .0414          SITUATIONS IN WHICH ATTORNEY'S FEES MAY BE AWARDED

25 NCAC 01B .0415          ATTORNEY'S FEES MAY BE AWARDED AS A RESULT OF A SETTLEMENT

 

History Note:        Authority G.S. 126-4(11);

Eff. September 1, 1987;

Amended Eff. March 1, 1996; July 1, 1989;

Temporary Amendment Eff. February 18, 1999;

Amended Eff. August 1, 2000;

Temporary Amendment Eff. May 23, 2014;

Pursuant to G.S. 150B-21.3A, rules expired November 1, 2014.

 

25 NCAC 01B .0416          PROVISIONS ON AWARDING ATTORNEY'S FEES

25 NCAC 01B .0417          LIMITATION ON REPRESENTATION

25 NCAC 01B .0418          COSTS AND TRAVEL TIME

25 NCAC 01B .0419          DUAL FEE RATES PERMITTED

25 NCAC 01B .0420          APPEAL/COMMISSION SOLELY/DETERMINE ATTORNEY'S FEE AWARD

 

History Note:        Authority G.S. 126‑4(11);

ARRC Objection July 16, 1987;

Eff. December 1, 1987;

Repealed Eff. March 1, 1989 in accordance with G.S. 150B‑59(c).

 

25 NCAC 01B .0421          BACK PAY

25 NCAC 01B .0422          FRONT PAY

25 NCAC 01B .0423          LEAVE

25 NCAC 01B .0424          HEALTH INSURANCE

 

History Note:        Authority G.S. 126-4(9);

Eff. September 1, 1987;

Pursuant to G.S. 150B-21.3A, rules expired November 1, 2014.

 

25 NCAC 01B .0425          INTEREST

25 NCAC 01B .0426          CERTAIN REMEDIES NOT AVAILABLE

 

History Note:        Authority G.S. 126-4(9); 126-37;

ARRC Objection July 16, 1987;

Eff. December 1, 1987;

ARRC Objection Removed Eff. February 16, 1989;

Pursuant to G.S. 150B-21.3A, rules expired November 1, 2014.

 

25 NCAC 01B .0427          VOLUNTARY PROGRAMS OR BENEFITS

25 NCAC 01B .0428          REINSTATEMENT

25 NCAC 01B .0429          RECOMMENDATION OF DISCIPLINARY ACTION

25 NCAC 01B .0430          REMOVAL OF MATERIAL FROM PERSONNEL FILE

25 NCAC 01B .0431          CAUSES FOR REINSTATEMENT

25 NCAC 01B .0432          REMEDIES FOR PROCEDURAL VIOLATIONS

25 NCAC 01B .0433          SUSPENSION WITHOUT PAY

25 NCAC 01b .0434          DISCRIMINATION

 

History Note:        Authority G.S. 126-4(6); 126-4(9); 126-16; 126-25 (prior to S.L. 2013-382); 126-35; 126-36; 126-36.1; 126-37; 126-38;

Eff. September 1, 1987;

Amended Eff. March 1, 1996; November 1, 1991;

Temporary Amendment Eff. February 18, 1999;

Amended Eff. August 1, 2000;

Temporary Amendment Eff. May 23, 2014;

Pursuant to G.S. 150B-21.3A, rules expired November 1, 2014.

 

25 NCAC 01B .0435          REMEDIES: SALARY ADJUSTMENTS

25 NCAC 01B .0436          SETTLEMENTS/CONSENT AGREEMENTS IN GRIEVANCES, CONTESTED CASES

 

History Note:        Authority G.S. 126-4; 126-4(2);

Eff. January 1, 1990;

Amended Eff. July 1, 2012; March 1, 1991;

Pursuant to G.S. 150B-21.3A, rules expired November 1, 2014.

 

25 NCAC 01B .0437          STATE Human resources COMMISSION:  PROCEDURES

 

History Note:        Authority G.S. 126-4; 150B-36;

Eff. September 1, 1991;

Amended Eff. August 1, 2000; March 1, 1996;

Temporary Amendment Eff. January 1, 2001;

Amended Eff. August 1, 2012; July 18, 2002;

Pursuant to G.S. 150B-21.3A, rule expired November 1, 2014.

 

25 ncac 01b .0438          ESTABLISHMENT OF REASONABLE ATTORNEY FEES BY THE COMMISSION

25 NCAC 01B .0439          CONTINUANCES

 

History Note:        Authority G.S. 126-4(11); 150B-33(b)(11);

Eff. March 1, 1996;

Temporary Amendment Eff. May 11, 2001;

Amended Eff. August 1, 2012; February 1, 2008; August 1, 2002;

Pursuant to G.S. 150B-21.3A, rules expired November 1, 2014.